Jeffrey John Di Bono of San Jose California a stockbroker currently registered with Wells Fargo Clearing Services LLC is the subject of a customer initiated investment related written complaint on May 11, 2017 in which the customer sought $8,500.00 in damages based upon accusations that Di Bono did not receive investment returns that were promised to the customer at the time that the structured products had been purchased.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Di Bono is referenced in five more customer initiated investment related disputes pertaining to allegations of Di Bono’s misconduct during the time that he was associated with Wells Fargo Investments LLC and WAMU Investments Inc. Specifically, on January 4, 2009, a customer filed an investment related complaint involving Di Bono’s activities in which the customer sought $215,693.67 in damages founded on accusations that Di Bono failed to abide by the customer’s instructions with respect to the customer’s unit investment trust holdings.
On February 5, 2009, a customer filed an investment related complaint concerning Di Bono’s conduct where the customer requested $10,000.00 in damages founded on accusations that the customer had been induced to fund a mutual fund investment account based on misrepresentations. On December 1, 2009, another customer initiated investment related complaint regarding Di Bono’s activities was settled for $18,155.33 in damages supported by allegations that Di Bono omitted information from the customer about a market linked certificate of deposit, and failed to communicate with the customer in regards to the customer’s mutual fund holdings.
Thereafter, a customer initiated investment related arbitration claim regarding Di Bono’s conduct was resolved for $105,000.00 in damages based upon allegations that misrepresentations had been made to the customer concerning unit investment trust, mutual fund and stock products, and trades were executed in the customer’s account that were not suitable for the customer. FINRA Arbitration No. 09-05694 (Feb. 9, 2011). Further, a customer initiated investment related arbitration claim involving Di Bono’s activities was settled for $70,000.00 in damages supported by accusations of misrepresentation and suitability concerning the customer’s unit investment trust investments. FINRA Arbitration No. 12-00253 (Nov. 13, 2012).
Di Bono has been employed by Wells Fargo Clearing Services LLC since January 3, 2011.
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