Jason Brando Skyler, of Santa Barbara, California, a stockbroker formerly registered with TKG Financial LLC and Kovack Securities Inc., is referenced in a customer initiated investment related written complaint which was settled for $12,000.00 on April 7, 2020, based upon accusations that the customer’s account was improperly managed by Skyler while he was registered with TKG Financial and Kovack Securities. The complaint alleges that the customer sustained market losses on common and preferred stock transactions.
This is not the first TKG Financial customer to have alleged sales practice violations by Skyler. Financial Industry Regulatory Authority (FINRA) Public Disclosure shows that on October 17, 2018, a customer filed an investment related FINRA securities arbitration claim involving Skyler’s conduct where they requested compensatory damages based upon allegations that their instructions were not followed and that unauthorized trading of stock and over-the-counter equities trades by Skyler resulted in damages.
Skyler was associated with TKG Financial between January 25, 2006, and May 20, 2017. Between May 19, 2017, and January 15, 2020, Skyler was registered with Kovack Securities Inc.
