Jacqueline Lynn Hanson (also known as Jacqui Hanson Shea and as Jacqueline Hanson Moore) of Washington D.C. a stockbroker formerly registered with Cuso Financial Services LP is the subject of a customer initiated investment related arbitration claim which was settled to resolve accusations that the Cuso Financial Services customer had been placed into a real estate investment trust which failed to be suitable as it did not align with the customer’s risk tolerance. Financial Industry Regulatory Authority (FINRA) Arbitration No. 20-00705 (May 13, 2020).
Hanson has been identified in two additional customer initiated investment related disputes containing allegations of her misconduct while employed by Wachovia Securities and Cuso Financial Services. FINRA Public Disclosure reveals that a customer filed an investment related complaint involving Hanson’s conduct in which the customer requested $45,000.00 in damages based upon allegations that misrepresentations had been made concerning the risks and the costs relating to unit investment trust products that were sold to the customer during the time that Hanson was associated with Wachovia Securities.
On June 7, 2018, another customer filed an investment related complaint concerning Hanson’s activities where the customer sought $15,000.00 in damages founded on accusations that the customer was not provided information from Hanson as it pertained to the penalties and tax consequences associated with an annuity purchase executed through Hanson at Cuso Financial Services.
Hanson’s employment with Cuso Financial Services was terminated on July 6, 2018. Between August 1, 2018 and June 1, 2020, Hanson was employed by Pruco Securities LLC.
