David Eliott Doll, of Los Angeles, California, a stockbroker formerly registered with J.P. Morgan Securities, LLC, has been named in a customer initiated investment related written complaint, which settled on February 8, 2017, for $6,239.65 in damages based upon allegations that he effected equity transactions in the customer’s individual retirement account that were not appropriate for the customer and which had resulted in poor investment performance.
Doll’s registration with J.P. Morgan Securities, LLC, ended on April 11, 2017. Since March 31, 2017, he has been registered with Morgan Stanley.
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