John N. Kalil Junior of Latham New York a stockbroker formerly registered with Invest Financial Corp. was terminated from employment on November 23, 2016 based upon accusations of his misuse of customer signatures to establish customer investment accounts.
FINRA Public Disclosure additionally reveals that on September 2, 1999, a customer initiated investment related complaint involving Kalil’s conduct was settled for $36,246.23 in damages founded on allegations that Kalil failed to apprise the customer of terms of terminating a variable annuity investment without the imposition of a penalty.
Since January 11, 2017, Kalil has been registered with Hazard & Siegel, Inc.
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