Gary George Peirce of Hingham Massachusetts a stockbroker currently registered with Merrill Lynch Pierce Fenner Smith Inc. is referenced in a customer initiated investment related written complaint on October 24, 2017 in which the customer sought $8,000.00 in damages founded on allegations that between November of 2016 and October of 2017, unsuitable recommendations had been made to the customer.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Peirce has been identified in two additional customer initiated investment related disputes containing accusations of Peirce’s misconduct while employed with Hibbard Brown & Co., Inc. and Gruntal & Co. L.L.C. Specifically, Peirce was subject of a customer initiated investment related arbitration claim where the customer was awarded $7,000.00 in actual damages according to Peirce and Gruntal & Co. LLC having been found liable on the customer’s claims of unsuitable investment recommendations and the use of misleading research. National Association of Securities Dealers (NASD) Arbitration No. 93-03568.
Subsequently, on December 3, 1998, a customer filed an investment related complaint concerning Peirce’s conduct in which the customer requested $14,876.00 in damages supported by allegations that Peirce failed to abide by the customer’s instructions, and utilized margin to make unauthorized stock purchases.
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