David Martin Martirosian, of Oyster Bay, New York, a stockbroker formerly registered with Legend Securities, Inc., has been named in a customer initiated investment related arbitration claim on June 11, 2015, in which the customer requested $10,696.00 in damages based upon allegations that Martirosian effected unauthorized over-the-counter equity transactions in the customer’s account.
Financial Industry Regulatory Authority (FINRA) Public Disclosure also reveals that on October 13, 2010, a customer filed an investment related written complaint involving Martirosian’s conduct, in which the customer requested $7,500.00 in damages based upon allegations that Martirosian mishandled the customer’s investment portfolio, and charged the customer with excessive commissions and fees pertaining to the stock transactions effected in the customer’s account.
Martirosian’s registration with Legend Securities, Inc. was terminated on July 7, 2015. He became registered with Joseph Stone Capital L.L.C. on July 12, 2016. Since January 8, 2007, Martirosian has been associated with eight different broker dealers, six three of which have been expelled by securities regulators for violation of federal securities laws or are otherwise defunct. #cockroach
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com
