Fadi Sami Soliman of Red Bank New Jersey a stockbroker formerly employed by Ameriprise Financial Services Inc. is referenced in a customer initiated investment related complaint where the customer sought $33,000.00 in damages supported by allegations that the customer was not provided information about six months of sales charges assessed to the customer pertaining to mutual fund investment transactions that had been executed in the customer’s accounts.
FINRA Public Disclosure additionally reveals that on December 8, 2017, a customer initiated investment related complaint involving Soliman’s activities was resolved for $25,000.00 in damages based upon accusations that equity transactions had been placed in the customer’s account on an unauthorized, unsuitable and excessive basis.
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