Neal Scott, of New York, New York, a stockbroker formerly associated with with Euro Pacific Capital, Inc., and presently registered with Meyers Asociates, is subject to a pending customer dispute from September 9, 2015, in which the customer requested $150,000.00 in damages based upon allegations that Scott breached his fiduciary duty to his customer, and engaged in unsuitable investment recommendation.
FINRA BrokerCheck reveals that Scott has been previously subject to four customer disputes. On July 14, 1997, he settled a customer dispute for $262,000.00 in damages after a customer alleged that Scott made misrepresentations to the customer, sold securities which were not registered, made unsuitable investment recommendations, and committed fraud. Scott also has been subject to a number of federal tax liens and civil judgments from 1908 through 2015.
On April 16, 1991, customers were awarded $84,099.88 in damages after lodging a dispute against Scott and alleging that Scott made misrepresentations to customers concerning limited partnership investments. Scott also settled a customer dispute on May 1, 1983 for $18,500.00 in damages. Since that time, Scott has been associated with ten different brokerage firms, seven of which are defunct or have been expelled by securities regulators.
Guiliano Law Group
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