Eric Lee Sullivan of New York New York is a stockbroker formerly registered with Dinosaur Financial Group LLC who is the subject of a customer initiated investment related written complaint which settled on March 23, 2017 for $12,500.00 in damages founded on allegations that options trades had been placed in the customer’s investment portfolio without the customer’s consent. #churnasaurusrex
Sullivan’s registration with Dinosaur Financial Group LLC was terminated on November 10, 2016 – approximately one month after the customer’s complaint had been filed. Sullivan became employed by Dalmore Group LLC on April 27, 2017. Since June 11, 2004, Sullivan has been associated with five different broker dealers, one of which has been expelled by securities regulators for violation of federal securities laws or is otherwise defunct.
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