Douglas Hammond Freebern of Bartow Florida a stockbroker currently registered with Wells Fargo Clearing Services LLC is referenced in a customer initiated investment related written complaint which was settled on September 14, 2017 to resolve accusations that Freebern placed the customer in a structured product without the customers consent.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally confirms that a customer initiated investment related arbitration claim involving Freebern’s conduct was settled for $7,500.00 in damages based upon allegations that Freebern made bad investment recommendations to the customer regarding closed-end funds. FINRA Arbitration No. 10-04872 (Dec. 19, 2011).
Freebern has been employed by Wells Fargo Clearing Services, LLC.
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