Donald Jeffrey Dever (also known as Jeff Dever), of West Palm Beach, Florida, a stockbroker registered with UBS Financial Services Inc., was the subject of a customer initiated investment related complaint that was settled on September 1, 2023, for $94,373.73 in damages based upon allegations that Dever failed to follow the customer’s instructions regarding the liquidation of shares from the customer’s account when Dever was associated with UBS Financial Services Inc. The customer alleged that he supposedly did not want his shares all sold at one time.
This is not the first time that Dever has been referenced in a customer initiated investment related dispute concerning Dever’s conduct in the securities industry. Financial Industry Regulatory Authority (FINRA) Public Disclosure shows that Dever was also referenced in a customer initiated investment related complaint that was settled on August 23, 2019, for $15,500.00 in damages based upon allegations that Dever engaged in unauthorized trading during the time that Dever was associated with UBS Financial Services Inc.
Dever has been associated with UBS Financial Services Inc. in West Palm Beach, Florida, since December 2, 2015.
