Robert Alfred Dennison, of West Palm Beach, Florida, is the subject of a customer initiated investment related arbitration claim, where the customer sought $115,000.00 in damages based upon allegations that Dennison made unsuitable investment recommendations to the customer concerning municipal debt products effected in the customer’s account between 2013 and 2015. Financial Industry Regulatory Authority (FINRA) Arbitration No. 16-00101 (Feb. 3, 2017).
FINRA Public Disclosure also confirms that a customer filed an investment related arbitration claim regarding Dennison’s activities in which the customer requested $100,000.00 in damages supported by accusations that between 2009 and 2015, while Dennison was associated with RBC Capital Markets LLC, the customer’s investment portfolio was over-concentrated in municipal and governmental debt products. FINRA Arbitration No. 16-00647 (Dec. 28, 2016).
Further, on January 20, 2017, a customer initiated investment related arbitration claim involving Dennison’s conduct was settled for $25,000.00 in damages based upon allegations that investment recommendations concerning municipal debt products were not suitable for the customer. FINRA Arbitration No. 15-02289 (Jan. 20, 2017).
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