Delores Jean Yezbak of Cleveland Ohio a stockbroker formerly registered with Lincoln Investment is referenced in a customer initiated investment related written complaint on June 15, 2017 in which the customer sought $70,000.00 in damages supported by allegations that (1) the customer’s account documentation contained false statements in regard to the customer’s income and net worth in the suitability sections and (2) the customer had been inappropriately placed in securities including (a) business development companies (b) real estate securities (c) oil and gas products and (d) variable and fixed annuities.
FINRA Public Disclosure additionally reveals that a customer initiated investment related civil action involving Yezbak’s conduct was filed in the Ohio Court of Common Pleas which was resolved for $37,500.00 in damages founded on accusations that while Yezbak was associated with Ladenburg Thalmann Co. Inc., Yezbak made misrepresentation to the customer; converted the customer’s funds; negligently serviced the customer’s account; breached a fiduciary duty to the customer; and defrauded the customer with regard to the over-the-counter equities held in the customer’s account. The customer additionally alleged that Ladenburg Thalmann Co. Inc. failed to supervise Yezbak’s activities in the customer’s account. Civil Action No. CV-03-498093 (Nov. 1, 2005).
Yezbak has been associated with Lincoln Investment since June 1, 2012.
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