Kennister Ulesley Daley, of Boca Raton, Florida, a stockbroker formerly registered with Dawson James Securities, Inc., has been named in a customer initiated investment related written complaint on January 5, 2017, in which the customer requested $65,000.00 in damages based upon allegations that Daley, from April of 2015 to February of 2016, traded options excessively and in an unsuitable manner in the customer’s account.
Daley’s registration with Dawson James Securities, Inc. ended on March 29, 2016. Since March 29, 2016, he has been registered with Allstate Financial Services, LLC. Five of the last twelve firms that Daled has been associated have been expelled from FINRA or are otherwise defunct. #cockroach
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