David Paul Wilson Jr., of Philadelphia, Pennsylvania, a stockbroker registered with J.P. Morgan Securities LLC, was the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim that was settled for $300,000.00 in damages based upon alleged unauthorized trading in stocks during the time that Wilson was associated with J.P. Morgan Securities LLC. FINRA Arbitration No. 23-03568 (July 23, 2024).
Public Disclosure also shows that on October 3, 2011, Wilson was sanctioned by State of Wisconsin Office of the Commissioner of Insurance because Wilson failed to respond to requests for information from the Commissioner. Case No. 11-C34169.
Wilson has been associated with J.P. Morgan Securities LLC in Philadelphia, Pennsylvania since March 13, 2015.
