David Robert Feigelman of Stowe Vermont a stockbroker currently registered with Merrill Lynch Pierce Fenner Smith is referenced in a customer initiated investment related complaint on February 16, 2018 in which the customer requested damages estimated to exceed $5,000.00 supported by accusations that unauthorized exchange traded fund trades were effected in the customer’s Merrill Lynch brokerage account causing the customer to experience unwarranted losses.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that Feigelman has been identified in two additional customer initiated investment related disputes containing allegations of his misconduct while employed with Merrill Lynch. Specifically, a customer filed an investment related complaint in regard to Feigelman’s activities where the customer sought $9,500.00 in damages founded on accusations that false or misleading statements had been made by the stockbroker in regard to a retail deposit note.
Also, a customer filed an investment related complaint involving Feigelman’s conduct in which the customer requested unspecified damages based upon allegations that transactions executed in the customer’s account failed to be appropriate, and the customer’s account lacked diversification.
Feigelman has been registered with Merrill Lynch since April 18, 1988.
