Dana Harold Nelson of Ann Arbor Michigan a stockbroker currently registered with Ameriprise Financial Services Inc. is referenced in a customer initiated investment related written complaint on July 11, 2016 in which the customer requested $38,858.76 in damages supported by accusations that the customer’s purchase of Inland American Real Estate Investment Trust was not appropriate for the customer given the customer’s objectives for investing or tolerance for risk.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally confirms that a customer filed an investment related complaint involving Nelson’s conduct where the customer sought damages estimated to exceed $5,000.00 in damages based upon allegations that Nelson: failed to apprise the customer about the management fees or breakpoint discounts pertaining to Class B mutual fund investment purchases; and placed the customer in limited partnership interests and mutual fund investments that were in no way suitable for the customer.
Nelson has been employed by Ameriprise Financial Services Inc. since February 24, 1983.
