Benjamin G. Aibel, of New York, New York, a stockbroker with Wunderlich Securities, Inc., is currently subject to a pending customer dispute from December 18, 2015, in which the customer has requested $5,000.00 amid allegations against Aibel for recommending unsuitable investments, and causing the customer to suffer from poor investment performance.
Aibel is also subject to a pending customer dispute from October 28, 2015, in which the customer has requested $600,000.00 in damages after alleging that Aibel committed negligence, breach of fiduciary duty, engaged in unauthorized trades, and made unsuitable investment recommendations.
Public Disclosure records reveal Aibel has a total of six customer initiated, investment related complaints alleging wrongful sales practices. In October of 2002, Aibel settled three customer disputes after customers alleged that Aibel misrepresented a bond investment. On March 6, 2002, Aibel settled a customer dispute for $82,500.00 in damages after the customer alleged that Aibel churned the customer’s investment account, and engaged in unsuitable investment recommendations.
Guiliano Law Group
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