Robert James Perta of Oak Brook Illinois a former registered representative of Transamerica Financial Advisors Inc. is the subject of a customer initiated investment related civil action in which the customer requested $4,279,093.00 in damages based upon allegations that the customer’s financial information was provided to an unauthorized recipient as part of a scheme to defraud the customer. Civil Action No. 17-cv-09060 (N.D. Ill. Feb. 1, 2018).
Financial Industry Regulatory Authority (FINRA) Public Disclosure also reveals that Perta is referenced in a customer initiated investment related complaint in which the customer sought $20,000.00 in damages founded on accusations that while Perta was associated with Western Reserve Life, he failed to explain the terms and conditions of an insurance policy and made misrepresentations to the customer about the insurance policy.
Perta’s registration with Transamerica Financial Advisors was terminated on March 26, 2018.
The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source.
This posting and the information on our website is for general information purposes only. This content should be not considered legal advice, and any responses, comments, e-mails, other communications do not form any attorney client relationship. Attorney Advertisement. See Important Disclaimer
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
For more information concerning common claims against stockbrokers and investment professionals, please visit us at securitiesarbitrations.com
To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com
