Richard J. Reynolds, of Minneapolis, Minnesota, a stockbroker with Northland Securities, is currently subject to a pending customer dispute from August 22, 2014, in which the customer has requested $680,935.80 in damages in connection with allegations against Reynolds of committing securities fraud, breach of contract, and breach of his fiduciary duty to the customer pertaining to Reynolds’ alternative investment recommendations.
FINRA Public Disclosure records reveal that Reynolds previously settled a customer dispute on October 20, 2003, in which the customer received $110,000.00 in damages after Reynolds was alleged to have committed fraud, engaged in unsuitable investment recommendations, failed to supervise, and engaged in the unauthorized trading in the customer’s investment accounts.
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
