Christopher Lee Vazquez, of Middle Village, New York, a stockbroker formerly registered with LPL Financial LLC, has been named in a customer initiated investment related arbitration claim on January 24, 2017, in which the customer requested $25,000.00 in damages based upon allegations that Vazquez made investment related misrepresentations to the customer and effected a John Hancock variable annuity contract which was not suitable for the customer.
Vazquez’s registration with LPL Financial LLC was terminated on February 1, 2016. Since February 8, 2016, he has been registered with Santander Securities LLC.
Guiliano Law Group
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