Harold Francis Martek Jr., of Palm City, Florida, a stockbroker formerly registered with Centaurus Financial, Inc., is the subject of a customer initiated investment related arbitration claim on May 4, 2017, in which the customer requested $60,000.00 in damages based upon allegations that Martek made unsuitable investment recommendations to the customer concerning an equity investment, and overconcentrated the customer’s investments.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally reveals that on July 27, 2009, a customer filed an investment related written complaint involving Martek’s conduct, where the customer sought $5,000.00 in damages based upon allegations that Martek sold the customer a variable annuity without a guaranteed death benefit feature despite the customer’s expectations that it would be included
Guiliano Law Group
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