Curtis Lee Howard of Mobile Alabama a stockbroker formerly employed by Edward Jones has been discharged on August 10, 2017 supported by accusations that Howard failed to conform to the firm’s professional conduct standards.
Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that Howard has been identified in two customer initiated investment related disputes pertaining to allegations of Howard’s misconduct while employed with Edward Jones. Specifically, on October 14, 2008, a customer filed an investment related complaint concerning Howard’s conduct in which the customer sought $5,000.00 in damages founded on accusations that the customer’s death benefit value drastically declined in a manner which was never described to the customer at the time that the customer’s variable annuity was purchased.
Howard was then referenced in a customer initiated investment related civil action where the customer requested $1,000,000.00 in damages based upon allegations of (1) breach of contract (2) breach of fiduciary duty (3) negligence and (4) fraud in reference to the customer’s investment accounts. Civil Action No. DC-18-09772 (July 26, 2018).
Since September 25, 2017, Howard has been registered with Harbor Financial Services, Inc.
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