Craig Bradford Eastwood of Hershey Pennsylvania a stockbroker currently registered with Ameriprise Financial Services LLC is the subject of a customer initiated investment related FINRA securities arbitration claim where the customer sought compensatory damages founded on allegations that Eastwood provided unsuitable recommendations in regard to a variable annuity in November of 2017 when he was associated with Ameriprise Financial Services. Financial Industry Regulatory Authority (FINRA) Arbitration No. 21-00679 (Mar. 15, 2021).
This is not the first time that Eastwood has been involved in an investment dispute in the securities industry. FINRA Public Disclosure shows that a customer filed an investment related complaint concerning Eastwood’s conduct in which the customer requested $10,000.00 in damages based upon accusations of unsuitable unit investment trusts recommended or sold by Eastwood at Legg Mason Wood Walker Inc. resulting in losses to the customer.
Eastwood has been registered with Ameriprise Financial Services as a stockbroker and investment adviser representative since December 8, 2008.
