Claudio M. Gambin Neto of Orlando, Florida, a stockbroker registered with MML Investors Services LLC, is the subject of a customer initiated investment related FINRA securities arbitration claim in which the customer requested up to $500,000.00 in damages based upon allegations that Gambin Neto made unsuitable recommendations of life insurance policies and mutual funds when Gambin Neto was associated with MML Investors Services LLC. Financial Industry Regulatory Authority (FINRA) Arbitration No. 22-02510 (November 14, 2022).
This is not the first time that Gambin Neto has been referenced in a customer initiated investment related dispute concerning Gambin’s conduct in the securities industry. FINRA Public Disclosure shows that Gambin was also referenced in a customer initiated investment related complaint filed on November 2, 2018, in which the customer requested $100,000.00 in damages based upon allegations that Gambin withdrew customer funds without authorization during the time that Gambin was associated with Northwestern Mutual Investment Services LLC.
On March 2, 2020, another customer initiated investment related complaint involving Gambin’s conduct was settled for $79,708.46 in damages based upon allegations that Gambin misled the customer concerning premium payments on life insurance policies during the time that Gambin was associated with Northwestern Mutual Investment Services LLC.
Gambin Neto has been registered with MML Investors Services LLC since December 16, 2019.
