Christopher James Lubbers of Parsons Kansas a stockbroker formerly registered with National Planning Corporation is referenced in a customer initiated investment related written complaint on May 20, 2015 where the customer requested $70,000.00 in damages based upon allegations that (1) the customer was provided bad advice by Lubbers with regard to the customer’s insurance contract and (2) Lubbers negligently serviced the customer’s account causing the customer’s variable universal life insurance policy to lapse before death.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that a customer initiated investment related civil action involving Lubbers’ activities was resolved for $75,000.00 in damages supported by accusations that Lubbers, inter alia: engaged in deceptive practices; made misrepresentations to the customer concerning the terms and conditions of insurance policies; and defrauded the customer. Civil Action No. DC-08-04870 (Nov. 23, 2010).
Lubbers’ registration with National Planning Corporation was terminated as of October 16, 2017. Since then, he has been associated with Royal Alliance Associates, Inc.
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