Charles William Wodrich of Goodyear, Arizona, a stockbroker formerly registered with Hornor Townsend Kent LLC, is the subject of a customer initiated investment related complaint that was settled on August 8, 2022, for $17,000.00 in damages based upon allegations that Wodrich made unsuitable transactions with regard to the recommendation and sale of variable annuities when Wodrich was associated with Hornor Townsend Kent LLC.
Public Disclosure shows that Wodrich is referenced in three total customer initiated investment related disputes concerning Wodrich’s conduct while associated with securities broker dealers, including Thrivent Investment Management Inc. On May 23, 2003, a customer initiated investment related complaint involving Wodrich’s conduct was settled for $14,419.45 in damages based upon allegations that Wodrich failed to make the customer aware of the risks of investing in variable annuities when Wodrich was associated with Thrivent Investment Management Inc.
On June 3, 2003, a customer complaint involving Wodrich’s conduct was settled for $12,793.00 in damages based upon allegations that Wodrich failed to tell the customer about market risk in connection with the recommendation and sale of stocks when Wodrich was associated with Thrivent Investment Management Inc.
Wodrich was associated with Hornor Townsend Kent LLC from 2013 to 2022, Brokers International Financial from 2011 to 2013, and Equitrust Marketing Services from 2005 to 2011.
