Leslie R. “Butch” Cabrinha, a stockbroker currently registered with Centaurus Financial, Inc., has been subject to a customer initiated investment related arbitration claim on May 16, 2014, which was settled for $75,000.00 in damages.
The customer’s claim, which pertained to Cabrinha’s conduct, was based upon allegations that the branch manager failed to supervise one of his registered representatives who engaged in conduct violative of Virginia Securities Act and federal securities laws.
Additionally, the customer alleged that unauthorized and unsuitable transactions were effected in the customer’s account, the customer’s account was negligently handled, fiduciary and contractual duties owed to the customer were breached, and that the customer was defrauded.
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
