Teryl Lee Trenchard, of Reston, Virginia, a stockbroker formerly registered with Capital Securities Management, Inc., has been identified in a Financial Industry Regulatory Authority (FINRA) investigation on March 10, 2017, wherein FINRA is examining alleged fraudulent activities of Trenchard. Trenchard was terminated by Capital Securities Management on March 10, 2017, based upon allegations that he was subject of FINRA’s investigation into allegations of his wrongdoing.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that on November 15, 2000, a customer initiated investment related written complaint involving Trenchard’s conduct was settled for $27,000.00 in damages based upon allegations that Trenchard, while associated with Prudential Securities Inc., placed equity transactions in the customer’s account without authorization. Moreover, on February 20, 2003, a customer filed an investment related written complaint regarding Trenchard’s activities, in which the customer requested $10,000.00 in damages based upon allegations of unauthorized trading by Trenchard while he was associated with Aegis Capital Corp.
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com
