Bryan Gerald Musso of New Orleans Louisiana a stockbroker currently employed by Wells Fargo Clearing Services LLC is the subject of a customer initiated investment related arbitration claim in which the customer requested unspecified damages based upon allegations that unsuitable oil and gas shares had been purchased by Musso in the customer’s account. Financial Industry Regulatory Authority (FINRA) Arbitration No. 17-03284 (Dec. 7, 2017).
FINRA Public Disclosure confirms that Musso is referenced in five more customer initiated investment related disputes pertaining to accusations of his violative conduct during the time that he was associated with Morgan Stanley Dean Witter Inc. Specifically, on October 25, 2000, a customer filed an investment related complaint concerning Musso’s activities where the customer sought $5,170.00 in damages supported by allegations that omissions had been made to the customer concerning contingent deferred sales charges pertaining to open-end mutual funds held in the customer’s account.
On November 12, 2002, another customer filed an investment related complaint regarding Musso’s conduct in which the customer requested $1,100,000.00 in damages founded on accusations that Musso failed to disclose information about the customer’s account, and placed the customer in mutual fund and over-the-counter equities products that were not suitable for the customer given investments were not consistent with the customer’s objectives to invest on a conservative basis. Further, on August 25, 2004, a customer filed an investment related complaint involving Musso’s activities where the customer sought unspecified damages based upon allegations that Musso mismanaged the customer’s account as a result of his failure to mitigate losses in the customer’s investment portfolio.
Moreover, on October 29, 2004, a customer filed an investment related complaint concerning Musso’s conduct in which the customer requested unspecified damages supported by accusations that misrepresentations and unsuitable investment recommendations had been made to the customer concerning stock and over-the-counter equities products. Thereafter, a customer initiated investment related arbitration claim concerning Musso’s conduct was resolved for $445,220.00 in damages founded on allegations that Musso poorly advised the customer in reference to the customer’s retirement plan, and effected mutual fund and stock investments that were not suitable.
Musso has been registered with Wells Fargo Clearing Services since February 26, 2010.
The information contained herein has been obtained from reliable sources however may not be accurate and is not guaranteed by us. Readers are encouraged to undertake their own independent investigation and evaluation of the relevant facts. All claims and allegations are subject to adjudication, decisions may be subject to appeal, and no inference is intended, nor should any inference be made from any information contained herein from any source.
This posting and the information on our website is for general information purposes only. This content should be not considered legal advice, and any responses, comments, e-mails, other communications do not form any attorney client relationship. Attorney Advertisement. See Important Disclaimer
Guiliano Law Group
Our practice is limited to the representation of investors. Over the last three decades, we have recovered over a hundred million of dollars for more than 1,000 injured investors from all over the United States, and from all over the World. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a confidential consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
For more information concerning common claims against stockbrokers and investment professionals, please visit us at securitiesarbitrations.com
To learn more about FINRA Securities Arbitration, and the legal process, please visit us at securitiesarbitrations.com
