Patrick R. McEvoy of New York New York a stockbroker currently employed by AXA Advisors LLC is the subject of a customer initiated investment related written complaint on May 29, 2018 in which the customer sought $5,654.91 in damages based upon accusations that (1) misrepresentations had been made to the customer concerning a variable annuity investment and (2) omissions had been made to the customer regarding surrender penalties.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that on July 7, 2015, a customer initiated investment related complaint concerning McEvoy’s conduct was settled for $30,042.08 in damages founded on allegations that while McEvoy was registered with AXA Advisors, LLC, the customer was transitioned from a variable life insurance policy to a traditional life insurance policy without the customer’s permission, resulting in the customer being assessed higher premiums.
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