Anthony John Leopizzi of White Plains New York a stockbroker currently registered with Ameriprise Financial Services is the subject of a customer initiated investment related written complaint which was settled on July 20, 2020 for $27,586.23 in damages based upon allegations of stock being sold from the customer’s Ameriprise Financial Services account without the customer’s permission.
Leopizzi has been identified in six additional customer initiated investment related disputes containing accusations of his misconduct while registered with American Express Financial Advisors and Ameriprise. Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that a customer initiated investment related complaint involving Leopizzi’s conduct was settled to resolve allegations that the American Express Financial Advisors customer’s mutual fund holdings were not properly overseen by the stockbroker.
Another customer filed an investment related complaint regarding Leopizzi’s conduct in which the customer requested more than $5,000.00 in damages founded on accusations that misrepresentations had been made by the stockbroker in regard to a variable universal life insurance policy that was sold to the American Express Financial Advisors customer. Leopizzi is also referenced in a customer initiated investment related written complaint where the customer requested $40,000.00 in damages supported by allegations of an inappropriate investment transaction that resulted in the Ameriprise customer’s losses.
Another customer filed an investment related complaint concerning Leopizzi’s activities in which the customer requested $300,000.00 in damages based upon accusations of mutual fund recommendations that failed to reflect the customer’s risk tolerance at Ameriprise. An additional customer filed an investment related complaint involving Leopizzi’s conduct where the customer requested more than $5,000.00 in damages founded on allegations that the customer’s best interests were disregarded by Leopizzi as it pertained to his recommendation of a strategic portfolio services account at Ameriprise.
Leopizzi has been registered with Ameriprise as a stockbroker since January 16, 1990 and as an investment adviser representative since October 3, 2006.
