Todd Karl Osgood, of Tampa, Florida, a stockbroker currently registered with Ameriprise Financial Services, Inc., has been named in a customer initiated investment related written complaint on March 22, 2017, in which customers requested $11,488.00 in damages based upon allegations that Osgood effected an unauthorized withdrawal from the customers’ variable annuity issued by the firm’s affiliated entity, RiverSource.
Financial Industry Regulatory Authority (FINRA) Public Disclosure reveals that on August 1, 2006, another customer filed an investment related written complaint regarding Osgood’s activities, in which the customer requested $30,000.00 in damages based upon allegations that Osgood made unsuitable investment recommendations to the customer regarding an investment in Strategic Portfolio Services as well as the purchase of a variable annuity.
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