John David Fenimore, of Melville, New York, a stockbroker formerly registered with Aegis Capital Corp., has been named in a customer initiated investment related arbitration claim on June 9, 2014, in which the customer requested $250,000.00 in damages based upon allegations that Fenimore utilized the customer’s margin in an unsuitable manner, effected equity trades in the customer’s account on an excessive and unsuitable basis, and breached his contractual duties.
Financial Industry Regulatory Authority (FINRA) Public Disclosure also reveals that on May 28, 2014, a customer initiated investment related arbitration claim involving Fenimore’s conduct was settled for $210,000.00 in damages based upon allegations that Fenimore utilized the customer’s margin in an excessive manner and recklessly traded speculative over-the-counter equity transactions in the customer’s account.
Since January 29, 1999, Fenimore has been associated with nine different broker dealers, seven of which has been expelled by securities regulators for violation of federal securities laws or is otherwise defunct. #cockroach.
The the Melville, New York office of Aegis Capital is located at 510 Broadhollow Road, Suite104, Mellville, New York 11747. Other Aegis Captital stockbrokers working out of this office include:
Akeem D Liburd
Alex Edward Fuenmayor
Antonio Almeida
Aret Gugin
Barry Alan Goldstein
Benjamin Matthew Greenberg
Brian David Rockowitz
Bryan Preston Lubitz
Bryan Rodriguez
Cesar Ramos Jr
Christopher Adam Knutson
Corey Alexander Johnson
Cory D Bataan
Craig Matthew Pravata
Daniel Dvorznak
Daniel James O’Neill
Daniel Joseph Farrington
Daniel R Drahos
Darren Olivieri
David Stewart Silberg
Dominick Joseph Diorio Jr
Douglas Edward Szempruch
Edward Joseph Horvath
Elliot Hough Sherer
Erik Maugeri
Eyal Farag
Frank Giacalone
Gavin Glendenning
Hector Crespo Jr
James Christopher Senese
Jan Lee Getto
Jason Jay Baker
Jason Tom Rossi
Jerry Lawrence Goldblum
John Mikos
Joseph Brian Lascala Jr
Joseph Michael Giordano
Justin Ray Deiter
Keith Michael Dagostino
Kevin C Meade
Kosmas Trilivas
Marcella Maria Lapadula
Marinos Ballas
Michael Dennis Defelice
Michael Francis Lazarus
Michael Thomas Curry
Michelle Perres
Ralph Anthony Savino III
Rick John Sande
Robert Healy
Roberto Birardi
Scott Edward Landrem
Scott Neil Hananel
Sean T Sullivan
Warren Meltzer
Ytai R Tarazi
Customers with potential securifies fraud claims against these individuals ought to seek legal counsel or call us for free, no obligation consultation.
Guiliano Law Group
Our practice is limited to the representation of investors. We accept representation on a contingent fee basis, meaning there is no cost to you unless we make a recovery for you. There is never any charge for a consultation or an evaluation of your claim. For more information, contact us at (877) SEC-ATTY.
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