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William David Isaacson, of Boynton Beach, Florida, a stockbroker registered with Independent Financial Group LLC, was the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim that was settled for $45,000.00 in damages based upon the alleged unsuitable investment recommendation of non-traded real estate investment trusts when Isaacson was associated with Independent Financial Group LLC. FINRA Arbitration No. 23-02527 (August 6, 2024).
This is not the first time that Isaacson has been referenced in a customer initiated investment related dispute concerning Isaacson’s conduct in the securities industry. FINRA Public Disclosure shows that Isaacson is also referenced in a customer initiated investment related FINRA securities arbitration claim that was settled for $10,000.00 in damages based upon alleged unsuitable recommendations of direct investments during the time that Isaacson was associated with Independent Financial Group LLC. FINRA Arbitration No. 20-01666 (December 3, 2021).
Isaacson was associated with Independent Financial Group LLC in Boynton Beach, Florida from May 29, 2013, to September 11, 2020. He was associated with Peak Brokerage Services LLC in Boynton Beach, Florida from September 11, 2020, to December 31, 2023.