William Newell Bernardi Jr. a stockbroker currently employed by Key Investment Services LLC is referenced in a customer initiated investment related written complaint on October 18, 2018 in which the customer requested at least $5,000.00 in damages supported by allegations that the customer was advised to purchase a Liberty Life Estate Maximizer life insurance policy which had been misrepresented while Bernardi was registered with Key Investment Services.
Financial Industry Regulatory Authority (FINRA) Public Disclosure additionally reveals that a customer initiated investment related complaint concerning Bernardi’s activities was resolved for $24,234.00 in damages based upon accusations that while Bernadi was associated with Key Investment Services LLC, the customer was inappropriately advised to invest in Barclay’s Structured Certificate of Deposits.
Bernardi has been employed by Key Investments Services LLC since January 26, 2010.
