Steven Jude Meleco is a stockbroker formerly registered with Wells Fargo Clearing Services LLC who has been terminated on November 10 2017 founded on accusations that he effected trades in a customer’s account without authorization.
Financial Industry Regulatory Authority (FINRA) Public Disclosure confirms that on August 13, 2015, a customer initiated investment related written complaint involving Meleco’s conduct was settled for $9,966.30 in damages based upon alleging Meleco to have neglected to inform the customer that money invested in a variable annuity would be illiquid for a five year period.
Since November 10, 2017, Meleco has been associated with Purshe Kaplan Sterling Investments.
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