Walter Ickert, of Ridgeland, South Carolina, a stockbroker associated with IFP Securities LLC, was the subject of a customer initiated investment related Financial Industry Regulatory Authority (FINRA) securities arbitration claim in which the customer requested $100,001.00 in damages based upon allegations that Ickert failed to conduct adequate due diligence, misrepresented an investment’s safety, failed to disclose risks, and engaged in unsuitable trading in corporate bonds when Ickert was associated with IFP Securities LLC. FINRA Arbitration No. 22-02532 (November 15, 2022).
Ickert was also referenced in another customer initiated investment related FINRA securities arbitration claim in which the customer requested $83,000.00 in damages based upon allegations that Ickert failed to disclose risks surrounding an investment in GWG L Bonds, failed to conduct adequate due diligence, and caused an unsuitable concentration in alternative investments when Ickert was associated with IFP Securities LLC. FINRA Arbitration No. 22-02156 (November 9, 2022).
Ickert has been associated with IFP Securities LLC in Ridgeland, South Carolina since May 23, 2019. He has also been associated with Independent Financial Partners in Ridgeland, South Carolina since December 18, 2009.
