Timothy Harold Judson of McLean, Virginia, a stockbroker registered with Osaic Wealth Inc., is the subject of a customer initiated investment related FINRA securities arbitration claim in which the customer requested damages between $100,000.00 and $500,000.00 based upon allegations that Judson made unsuitable recommendations in direct investments during the time that Judson was associated with Royal Alliance Associates Inc. Financial Industry Regulatory Authority (FINRA) Arbitration No. 23-02034 (July 21, 2023). The claim alleged that the investments ran contrary to the customer’s objectives and needs.
This is not the first time that Judson has been referenced in a customer initiated investment related dispute concerning Judson’s conduct in the securities industry. Public Disclosure shows that Judson is referenced in a customer initiated investment related FINRA securities arbitration claim that was settled for $30,000.00 in damages based upon allegations that Judson recommended two alternative investments that conflicted with the customer’s needs and objectives when Judson was associated with Royal Alliance Associates. FINRA Arbitration No. 21-00198 (June 13, 2022).
A different customer initiated investment related NASD securities arbitration claim involving Judson’s conduct was settled for $200,000.00 in damages based upon allegations that a stockbroker under Judson’s supervision made unsuitable recommendations in Integrated Resources LP interests to an older customer during the time that Judson was associated with Integrated Resources Equity Corp. NASD Arbitration No. 91-04082. The arbitration also alleged liquidity issues arising from Integrated Resources’ bankruptcy.
Judson has been associated with Osaic Wealth Inc. in McLean, Virginia, since November 19, 1989, as a stockbroker and since September 9, 2005, as an investment adviser representative.
