Timothy Brian Campbell (also known as Tim Campbell), of Corinth, Mississippi, a stockbroker registered with MML Investors Services LLC, has been discharged by the securities broker dealer on July 27, 2023, based upon allegations that Campbell supposedly used unapproved, inaccurate sales literature, and was the subject of a customer complaint.
In fact, weeks earlier Campbell was referenced in a customer initiated investment related complaint filed on July 15, 2023, in which the customer requested compensatory damages in connection with alleged discrepancies in signatures, emails, and information on customer account forms related to mutual funds and life insurance policies while Campbell was associated with MML Investors Services LLC.
This is not the first time that the registration of Campbell has been terminated by a securities broker dealer concerning Campbell’s conduct in the securities industry. Financial Industry Regulatory Authority (FINRA) Public Disclosure shows that Campbell was discharged by Northwestern Mutual Investment Services LLC on September 8, 2015, during the period that the stockbroker was under an internal review regarding replacement activity and signature discrepancies on customer forms for fixed and variable life insurance and annuity products.
Campbell is also referenced in a customer initiated investment related complaint filed on July 15, 2023, in which the customer requested compensatory damages in connection with alleged discrepancies in signatures, emails, and information on customer account forms related to mutual funds and life insurance policies while Campbell was associated with MML Investors Services LLC.
Campbell was associated with MML Investors Services LLC in Corinth, Mississippi from August 1, 2023, to August 11, 2023, and then again from September 4, 2015, to August 11, 2023. He has been associated with Newbridge Securities Corporation and Newbridge Financial Services Group Inc., both located in Corinth, Mississippi, since September 28, 2023, and October 13, 2023, respectively.
