Tag Archives: Zima Global Ventures LLC

Barred Ameriprise Financial Stockbroker Accused Of Providing Unsuitable Investment Advice

November 08, 2021  |   Posted by :   |   Alternative Investments, Direct Participation Programs, FINRA Securities Arbitration, Investment and Regulatory News, Selling Away and Outside Activities, Unsuitable Investment Recommendations   |   Comments Off on Barred Ameriprise Financial Stockbroker Accused Of Providing Unsuitable Investment Advice

Arthur Stewart Hoffman (also known as Art Hoffman) of Glendale Arizona a stockbroker formerly registered with Ameriprise Financial Services is referenced in a customer initiated investment related FINRA securities arbitration claim in which the customer requested $358,183.00 in damages founded upon accusations of them being placed into Zima Digital Assets because of Hoffman’s unsuitable investment […]

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Investors File FINRA Arbitration Claim Against Ameriprise For Fraud

March 18, 2021  |   Posted by :   |   FINRA Securities Arbitration, Inverse/Leveraged ETF Funds, Investment and Regulatory News, Ponzi Schemes   |   Comments Off on Investors File FINRA Arbitration Claim Against Ameriprise For Fraud

Arthur Stewart Hoffman (also known as Art Hoffman) of Glendale Arizona a stockbroker formerly registered with Ameriprise Financial Services is referenced in a customer initiated investment related FINRA securities arbitration claim in which the customer sought $172,688.03 in damages founded on allegations that they had been advised by Hoffman to invest in Zima Global Ventures […]

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