Tag Archives: Wintrust Investments LLC

Investors Accuse WinTrust Of Breach Of Fiduciary Duty

Cataldo Panici (also known as Carlo Panici), of Frankfort, Illinois, a stockbroker currently registered with Wintrust Investments LLC, is the subject of a customer initiated investment related FINRA securities arbitration claim where the customer sought $150,000.00 in damages based upon accusations that Panici failed to meet his fiduciary duty in reference to non-traded real estate […]

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Investors Bring Claims Against Wintrust For Structured Products Fraud

August 27, 2020  |   Posted by :   |   Securities Arbitration Claims, Securities Fraud, Structured Products   |   Comments Off on Investors Bring Claims Against Wintrust For Structured Products Fraud

Scott Robert Steinhorst of Hartland Wisconsin a stockbroker formerly associated with Wintrust Investments LLC has been referenced in a customer initiated investment related complaint in which the customer requested $15,187.72 in damages supported by allegations that the customer had been placed into inappropriate structured certificates of deposit given the long maturities on those products. This […]

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