Jovannie Aquino of New York New York a stockbroker formerly employed by Windsor Street Capital LP is referenced in a customer initiated investment related civil action where the customer requested $171,851.00 in damages supported by accusations of unlawful equity transactions having been executed in the customer’s investment account. Civil Action No. 58-CV-18-327 (July 18, 2018)….
Nas Adel Allan of New York New York a stockbroker formerly registered with Meyers Associates L.P. (now known as Windsor Street Capital LP) has been fined $2,500.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity according to a FINRA Office of Hearing Officers Order Accepting Offer of Settlement…
Gregory J. Anastos of New York New York a stockbroker currently registered with Windsor Street Capital LP (formerly Meyers Associates L.P.) has been suspended for four months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity according to an Office of Hearing Officers Order Accepting Offer of Settlement containing findings that…