Tag Archives: Windsor Street Capital LP

Investors Bring Claim Against Windsor Street Capital Over Khan Scheme

September 14, 2020  |   Posted by :   |   Breach of Fiduciary Duty, Private Placement Fraud, Selling Away and Outside Activities   |   Comments Off on Investors Bring Claim Against Windsor Street Capital Over Khan Scheme

Imtiaz A. Khan (also known as Raana Khan) of New York New York a stockbroker formerly registered with Windsor Street Capital LP is the subject of a customer initiated investment related arbitration claim which was settled for $28,400.00 in damages supported by accusations including the breach of a contract between the customer and Windsor Street […]

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Investors Sue Windsor Street Capital For Unauthorized Trading

September 12, 2018  |   Posted by :   |   Boilerroom Sales, Investment and Regulatory News   |   0 Comments

Jovannie Aquino of New York New York a stockbroker formerly employed by Windsor Street Capital LP is referenced in a customer initiated investment related civil action where the customer requested $171,851.00 in damages supported by accusations of unlawful equity transactions having been executed in the customer’s investment account. Civil Action No. 58-CV-18-327 (July 18, 2018). […]

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Meyers Associates Stockbroker Suspended For Misconduct

June 12, 2018  |   Posted by :   |   Boilerroom Sales, Investment and Regulatory News   |   0 Comments

Nas Adel Allan of New York New York a stockbroker formerly registered with Meyers Associates L.P. (now known as Windsor Street Capital LP) has been fined $2,500.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity according to a FINRA Office of Hearing Officers Order Accepting Offer of Settlement […]

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Windsor Street Broker Suspended For Excessive Trading

May 29, 2018  |   Posted by :   |   Boilerroom Sales, Investment and Regulatory News   |   0 Comments

Gregory J. Anastos of New York New York a stockbroker currently registered with Windsor Street Capital LP (formerly Meyers Associates L.P.) has been suspended for four months from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity according to an Office of Hearing Officers Order Accepting Offer of Settlement containing findings that […]

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