Tag Archives: Willie L. Vales

Santander Securities Sued For Misrepresentation

July 29, 2017  |   Posted by :   |   Investment and Regulatory News   |   0 Comments

Willie L. Vales, of Conshohocken, Pennsylvania, a stockbroker formerly registered with Santander Securities LLC, is the subject of a customer initiated investment related arbitration claim on February 27, 2017, based upon allegations including violation of securities laws, breach of contract, breach of fiduciary duty, over-concentration, and misrepresentation pertaining to exchange traded funds effected in the […]

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