Tag Archives: William Michael Robertson

First Allied Securities Sued For Breach Of Fiduciary Duty

May 12, 2020  |   Posted by :   |   Breach of Fiduciary Duty, Failure To Supervise, Non-traded REITs, Unsuitable Investment Recommendations   |   Comments Off on First Allied Securities Sued For Breach Of Fiduciary Duty

William Michael Robertson of Denver Colorado a stockbroker registered with First Allied Securities is the subject of a customer initiated investment related arbitration claim which was resolved for $8,000.00 in damages based upon accusations of (1) negligence (2) breach of a fiduciary duty (3) unsuitable real state security transactions and (4) First Allied Securitiesā€™ failure […]

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First Allied Accused By Customer Of Misrepresentation

William Michael Robertson of Deer Park Texas a stockbroker formerly registered with First Allied Securities Inc. and advisor with First Allied Advisory Services has been referenced in a customer initiated investment related written complaint on January 5, 2018 where the customer sought $22,000,000.00 in damages founded on allegations that (1) investment recommendations had been made […]

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