Tag Archives: William James Novack

FINRA Bars Cambridge Investment Research Stockbroker

March 31, 2021  |   Posted by :   |   Investment and Regulatory News   |   Comments Off on FINRA Bars Cambridge Investment Research Stockbroker

William James Novack (also known as Bill Novack) of Monticello Indiana a stockbroker formerly registered with Cambridge Investment Research Inc. has been barred from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity supported by findings that Novack failed to cooperate with FINRA’s investigation into accusations of him allowing a barred stockbroker to […]

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