Tag Archives: William Herman Dixon

Securities America Stockbroker Discharged For Forgery

November 24, 2019  |   Posted by :   |   Forgery, Investment and Regulatory News   |   0 Comments

William Herman Dixon of Charlotte North Carolina a stockbroker registered with Securities America Inc. has been discharged on September 16, 2019 supported by allegations of Dixon causing customer signatures to be forged on documents to effect transactions for customer accounts in violation of the procedures or policies enforced by the securities broker dealer. Financial Industry […]

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