Tag Archives: Walter Warren Parker

Titan Securities Accused Of Unsuitable REIT Recommendations

Walter Warren Parker of Rowlett Texas a stockbroker formerly registered with Titan Securities is referenced in a customer initiated investment related written complaint which was resolved for $10,000.00 in damages on September 20, 2019 supported by accusations that the customer had been inappropriately sold real estate security products and at least four of the customer’s […]

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Titan Stockbroker Suspended By FINRA For Suitability

April 27, 2018  |   Posted by :   |   Investment and Regulatory News, Non-traded REITs   |   0 Comments

Walter Warren Parker of Rowlett Texas a stockbroker formerly registered with Titan Securities of Addison Texas (CRD No. 131392) has been fined $7,500.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity based upon consenting to findings that he made unsuitable investment recommendations to customers. Letter of Acceptance Waiver […]

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Titan Securities Broker Investigated For Suitability

Walter Warren Parker of Rowlett, Texas, a stockbroker currently associated with Titan Securities, is the subject of a Financial Industry Regulatory Authority (FINRA) investigation into Parker’s involvement in potentially unsuitable direct participation program transactions. FINRA Investigation No. 20160504921 (Nov. 15, 2017). FINRA Public Disclosure reveals that Parker has been identified in seven customer initiated investment […]

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